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Christopher John Harris

Wealth Enhancement Advisory Services, LLC

Plymouth, MN

North Liberty, IA

CRD 5097673

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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-07-01
  • IA RA
    APPROVED
    Since 2022-07-01

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

1210 Jordan St Suite 3, North Liberty, IA 52317 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc North Liberty IA 02/2006 03/2018
Hawkins Wealth Management North Liberty IA 04/2018 06/2022
Wealth Enhancement Advisory Services North Liberty IA 07/2022 Present
Wealth Enhancement Group North Liberty IA 07/2022 Present
  • 02/2006 → 03/2018
    Thrivent Investment Management Inc
    North Liberty, IA
  • 04/2018 → 06/2022
    Hawkins Wealth Management
    North Liberty, IA
  • 07/2022 → Present
    Wealth Enhancement Advisory Services
    North Liberty, IA
  • 07/2022 → Present
    Wealth Enhancement Group
    North Liberty, IA
Previous Registrations
  • 2018-05-14 → 2022-07-27
    Hawkins Wealth Management
    North Liberty, IA
  • 2006-03-21 → 2018-04-09
    Thrivent Investment Management Inc.
    Cedar Rapids, IA
    North Liberty, IA
    North Liberty, IA
    Cedar Rapids, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-20
  • S66 Uniform Combined State Law Examination
    2006-03-20
Designations
  • Certified Financial Planner

View on SEC IAPD

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