Robert George Tardio

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-09-01
NC	RA	APPROVED	2023-09-01

IL RA
APPROVED

Since 2023-09-01
NC RA
APPROVED

Since 2023-09-01

Branch Locations

West Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial	West Chicago	IL	02/2015	Present
Osaic Wealth, Inc.	West Chicago	IL	09/2023	Present

02/2015 → Present

Sagepoint Financial

West Chicago, IL
09/2023 → Present

Osaic Wealth, Inc.

West Chicago, IL

Previous Registrations

2015-02-17 → 2023-09-01

Osaic Services, Inc.

West Chicago, IL

West Chicago, IL

Scottsdale, AZ
2010-11-01 → 2014-12-22

New England Securities

Chicago, IL

Chicago, IL

Other Businesses

1) ROBERT TARDIO POSITION: INSURANCE AGENT NATURE: SELLING LIFE, ACCIDENT, HEALTH, PROPERTY AND CASUALTY INSURANCE. INVESTMENT RELATED: YES NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2010 ADDRESS: 3N225 MORNINGSIDE, WEST CHICAGO IL 60185; DESCRIPTION: RESEARCH CLIENT NEEDS AND PROVIDE QUOTES FOR SUITABLE INSURANCE TYPES WHEN REQUESTED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-10-01

S66 Uniform Combined State Law Examination

2010-10-01

Other Names

Robert Tardio

View on SEC IAPD