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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-11-12
GA RA APPROVED 2015-07-07
  • TX RA
    APPROVED_RES
    Since 2015-11-12
  • GA RA
    APPROVED
    Since 2015-07-07

Branch Locations

15 Lake Street Suite 140, Savannah, GA 31411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Savannah GA 07/2015 Present
Previous Registrations
  • 2010-10-20 → 2015-07-07
    Intl Advisory Consultants Inc.
    Savannah, GA
Other Businesses

1. Savannah Benevolent Association; 31 E 49th St Savannah GA 31405; Charitable; Board Member; 01/01/2019; 10.00 Hour(s) Per Year; not during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-15
  • S66 Uniform Combined State Law Examination
    2010-10-15

View on SEC IAPD

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