Brent E Carlson

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 08/2017
  Wfg Investments, Inc.
  North Oaks, MN
• 08/2017 → Present
  Kestra Investment Services, Llc.
  North Oaks, MN
• 11/2018 → Present
  Kestra Advisory Services, Llc.
  North Oaks, MN

Previous Registrations

• 2014-01-17 → 2015-03-02
  Principal Securities, Inc.
  Miramar, FL
  Lake Elmo, MN

Other Businesses

Business Name: Carlson Asset Management Investment Related: Yes Address: 400 Village Center Drive, Suite 400 North Oaks MN 55127 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Registered Representative Start Date: 2/1/2015 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Working with Bruce, the primary advisor, in advising clients with their financial plans. NOTARY POSITION: Registered Rep NATURE: Notary INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/11/2022 ADDRESS: 400 VILLAGE CENTER DR, STE 400, NORTH OAKS MN 55127, United States DESCRIPTION: Public notary KESTRA ADVISORY SERVICES, LLC POSITION: Registered Rep NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/01/2017 ADDRESS: 5707 southwest pkwy, BLDG 2, suite 400, Austin TX 78735, United States DESCRIPTION: General adviser duties

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-11-09
• S63 Uniform Securities Agent State Law Examination
  2013-03-04

Designations

• Certified Financial Planner