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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-07
TX RA APPROVED 2024-09-30
  • FL RA
    APPROVED
    Since 2024-10-07
  • TX RA
    APPROVED
    Since 2024-09-30

Branch Locations

700 Central Ave. Ste 302, St.PEtersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gonogo, Inc Tampa FL 09/2016 06/2017
Raymond James Financial Services, Inc St. Petersburg FL 05/2017 10/2018
Raymond James Financial Services Advisors Inc. St. Petersburg FL 07/2017 10/2018
Popmenu, Llc Tampa FL 07/2017 09/2018
James B. Spicer, Llc St. Petersburg FL 07/2018 10/2018
Raymond James & Associates, Inc. St. Petersburg FL 10/2018 09/2020
Wells Fargo Clearing Services, Llc Tampa FL 08/2021 11/2023
Refresco Tampa FL 03/2021 08/2021
Unemployed Tampa FL 11/2020 02/2021
Raymond James Financial Services, Inc St. Petersburg FL 11/2023 09/2024
Raymond James Financial Advisor, Inc St. Petersburg FL 11/2023 09/2024
University Of Florida Gainesville FL 01/2016 05/2017
Bluewater Financial St. Petersburg FL 11/2023 09/2024
Ryan Roy Financial Llc Saint Petersburg FL 11/2023 Present
Preserve Wealth Management Saint Petersburg FL 03/2024 Present
Lpl Financial Llc Saint Petersburg FL 09/2024 Present
  • 09/2016 → 06/2017
    Gonogo, Inc
    Tampa, FL
  • 05/2017 → 10/2018
    Raymond James Financial Services, Inc
    St. Petersburg, FL
  • 07/2017 → 10/2018
    St. Petersburg, FL
  • 07/2017 → 09/2018
    Popmenu, Llc
    Tampa, FL
  • 07/2018 → 10/2018
    James B. Spicer, Llc
    St. Petersburg, FL
  • 10/2018 → 09/2020
    St. Petersburg, FL
  • 08/2021 → 11/2023
    Tampa, FL
  • 03/2021 → 08/2021
    Refresco
    Tampa, FL
  • 11/2020 → 02/2021
    Unemployed
    Tampa, FL
  • 11/2023 → 09/2024
    Raymond James Financial Services, Inc
    St. Petersburg, FL
  • 11/2023 → 09/2024
    Raymond James Financial Advisor, Inc
    St. Petersburg, FL
  • 01/2016 → 05/2017
    University Of Florida
    Gainesville, FL
  • 11/2023 → 09/2024
    Bluewater Financial
    St. Petersburg, FL
  • 11/2023 → Present
    Ryan Roy Financial Llc
    Saint Petersburg, FL
  • 03/2024 → Present
    Preserve Wealth Management
    Saint Petersburg, FL
  • 09/2024 → Present
    Saint Petersburg, FL
Previous Registrations
Other Businesses

1- 09/2024 / The Preserve Wealth Management / DBA for LPL Business (entity for LPL business) / Inv Rltd / start 03/01/2024 2- 09/2024 / Ryan Roy Financial LLC / Business Entity For Tax/Investment Purposes Only / Non Inv Rltd / start 11/02/2023 3.05/08/2025 - BlackHealth Partners - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:05/01/2025 - 10 Hrs/Mth - 10 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-12
  • S66 Uniform Combined State Law Examination
    2013-03-12
Designations
Other Names
  • Ryan Allen Roy
  • Ryan A Roy

View on SEC IAPD

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