Lia Whisler Seara

Employer firm

Parallel Advisors, LLC CRD 140800

$10.3B regulatory AUM 23 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 01/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Walnut Creek, CA
• 02/2018 → 04/2022
  Osborne Partners Capital Management
  San Francisco, CA
• 04/2022 → Present
  Parallel Advisors, Llc
  San Francisco, CA

Previous Registrations

• 2018-02-08 → 2022-05-06
  Osborne Partners
  San Francisco, CA
• 2015-03-10 → 2018-01-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Denver, CO
  Walnut Creek, CA
• 2014-04-28 → 2015-04-15
  Stonegate Capital Advisors, Llc
  Scottsdale, AZ
• 2013-04-19 → 2014-03-20
  Mra Associates
  Phoenix, AZ

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-04-12
• S63 Uniform Securities Agent State Law Examination
  2010-08-16

Designations

• Certified Financial Planner

Other Names

• Lia Arizaga Whisler
• Lia Arizaga Whisler
• Lia Arizaga Baggao
• Lia Whisler
• Lia A Whisler
• Lia Arizaga Seara