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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
| VA | RA | APPROVED | 2024-11-14 |
Branch Locations
9900 W. 109Th Street Suite 120, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Overland Park | KS | 07/2010 | Present |
| Pruco Securities, Llc. | Overland Park | KS | 07/2010 | 11/2024 |
| Lpl Enterprise, Llc | Overland Park | KS | 11/2024 | Present |
1) 11/12/2024 - Sandler Financial Solutions LLC - Sales and Service of Insurance and Investments for clients - DBA for LPL Business (entity for LPL business) - Inv Related - At OVERLAND PARK, KS - Start Date 11/01/2016 - 80hrs/mth - 80hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-23 |
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