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Christopher Youkang Lee

J.P. Morgan Securities LLC

Brooklyn, NY

New York, NY

CRD 5822997

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-22
TX RA APPROVED_RES 2020-08-06
  • NY RA
    APPROVED
    Since 2021-09-22
  • TX RA
    APPROVED_RES
    Since 2020-08-06

Branch Locations

Brooklyn, NY • United States

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 08/2014 Present
Jpmorgan Chase Bank, N.A. New York NY 11/2016 Present
Columbia University - Tamer Center For Social Enterprise New York NY 11/2019 06/2020
  • 08/2014 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 11/2016 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 11/2019 → 06/2020
    Columbia University - Tamer Center For Social Enterprise
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-03-07
  • S63 Uniform Securities Agent State Law Examination
    2011-03-07
Other Names
  • Christopher Lee

View on SEC IAPD

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