Eric Joseph Splaver

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 11/2019
  1St Global Capital Corp
  Tempe, AZ
• 01/2002 → Present
  Splaver, Splaver & Kasten, Cpa, Plc
  Tempe, AZ
• 07/2010 → 11/2019
  1St Global Advisors, Inc.
  Tempe, AZ
• 03/2011 → 11/2019
  1St Global Insurance Services, Inc.
  Tempe, AZ
• 12/2013 → 11/2022
  Accounting Services Group, Plc
  Tempe, AZ
• 10/2019 → 11/2019
  Avantax Advisory Services
  Irving, TX
• 10/2019 → 11/2019
  Avantax Investment Services, Inc.
  Tempe, AZ
• 11/2019 → Present
  Cetera Advisors Llc
  Denver, CO
• 02/2011 → Present
  Splaver Wealth Management Plc
  Tempe, AZ
• 02/2011 → Present
  Santa Rosa Investments
  Phoenix, AZ
• 12/2013 → Present
  Asgms, Llc
  Tempe, AZ
• 04/2013 → Present
  Mccartney Holdings, Llc
  Phoenix, AZ
• 08/2010 → Present
  Eims R/E Investments, Llc
  Phoenix, AZ
• 07/2006 → Present
  Asg R/E Investments
  Tempe, AZ
• 04/2000 → Present
  Smje Investors, Llc
  Phoenix, AZ
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2026 → Present
  Cortez Blu 702 Llc
  San Diego, CA

Previous Registrations

• 2019-10-25 → 2019-12-03
  Avantax Advisory Services
  Irving, TX
• 2010-12-20 → 2019-10-25
  1St Global Advisors Inc
  Tempe, AZ

Other Businesses

1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 1/2019, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE 2) SPLAVER WEALTH MANAGEMENT PLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 02/2011, REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 3) SPLAVER, SPLAVER & KASTEN, CPA, PLC, NOT INVESTMENT RELATED, 8675 S PRIEST DR, SUITE 104, TEMPE, AZ, 85284, CPA FIRM, STARTED 12/2023, POSITION/TITLE/RELATIONSHIP: PARTNER/MANAGER, APX 30 HOURS PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MANAGE FIRM AND PROVIDE TAX, ACCOUNTING AND BUSINESS CONSULTING. 4) SANTA ROSA INVESTMENTS, LLC, NOT INVESTMENT RELATED, 3801 E INDIAN SCHOOL RD, PHOENIX, AZ, 85018, REAL ESTATE LOANS, STARTED 02/2011, POSITION/TITLE/RELATIONSHIP: OUTSIDE CPA AND INVESTOR, LESS THAN 1 HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ASSIST WITH BOOKKEEPING, PREPARE ANNUAL TAX RETURNS, MAINTAIN INVESTOR SCHEDULE AND ALLOCATION COMPUTATIONS. 5) ASGMS, LLC, NOT INVESTMENT RELATED, 8675 S PRIEST DR, SUITE 104, TEMPE, AZ, 85284, HOLDING COMPANY, STARTED 12/2013, POSITION/TITLE/RELATIONSHIP: MANAGER/MEMBER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PASS THROUGH ENTITY FOR ACCOUNTING SERVICES GROUP, PLC. 6) MCCARTNEY HOLDINGS, LLC, NOT INVESTMENT RELATED, 3801 E INDIAN SCHOOL RD, PHOENIX, AZ, 85108, REAL ESTATE INVESTMENTS, STARTED 04/2013, POSITION/TITLE/RELATIONSHIP: INVESTOR, APX LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: CPA FIRM PREPARES INCOME TAX RETURNS FOR THE ENTITY. 7) EJMS R/E INVESTMENTS, LLC, AND EJMS R/E INVESTMENTS II, NOT INVESTMENT RELATED, 16206 S 26TH ST, PHOENIX, AZ, 85408, REAL ESTATE INVESTMENTS, STARTED 08/2010 & 06/2012, POSITION/TITLE/RELATIONSHIP: MANAGER/MEMBER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MAKE FINANCIAL AND INVESTMENT DECISIONS. 8) ASG R/E INVESTMENTS, LLC AND TAX GEEK R/E INVESTMENTS, LLC, NOT INVESTMENT RELATED, 8675 S PRIEST DR, SUITE 104, TEMPE, AZ, 85284, RENTAL PROPERTIES, STARTED 07/2006 AND 01/2016, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OWNS COMMERCIAL OFFICES 9) SMJE INVESTORS, LLC, NOT INVESTMENT RELATED, 16206 S 26TH ST, PHOENIX, AZ, 85408, FAMILY LTD PARTNERSHIP, STARTED 04/2000, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MANAGER OF EJMS INVESTORS, LLC. 10) NAME OF OTHER BUSINESS: JEM ACCOUNTING, PLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: CPA FIRM; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP:MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SOLD BOOK OF BUSINESS, ENTITY IS INACTIVE, COLLECTING THE BALANCE OF SALES PROCEEDS; 11) NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: STATUTORY AGENT, START DATE: 08/2004, POSITION/TITLE/RELATIONSHIP: STATUTORY AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: ACCEPT LEGAL SERVICE OF LAWSUITS OR SUBPOENAS FOR 14 ENTITIES; 12) NAME OF OTHER BUSINESS: CORTEZ BLU 702 LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: APPROVE TENANTS AND MANAGE THE PROPERTY MANAGER;

Exams

• S66 Uniform Combined State Law Examination
  2010-12-17

Other Names

• Eric Joseph Splayer