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William Brett Ciccone

Compass Private Wealth Group LLC

Short Hills, NJ

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Current Employers
Compass Private Wealth Group Llc

51 Jfk Parkway 1St Fl W, Suite 107, Short Hills, NJ 07078 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-11-09
  • NJ RA
    APPROVED
    Since 2021-11-09

Branch Locations

51 Jfk Parkway 1St Fl W, Suite 107, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Westfield NJ 11/2013 09/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 09/2018 11/2021
Bank Of America, N.A. Florham Park NJ 11/2018 11/2021
Compass Private Wealth Group Llc Short Hills NJ 11/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-02
S63 Uniform Securities Agent State Law Examination 2010-09-29
  • S66 Uniform Combined State Law Examination
    2011-06-02
  • S63 Uniform Securities Agent State Law Examination
    2010-09-29
Other Names
  • Will Ciccone
  • William B Ciccone
  • William Brett Ciccone
  • William Ciccone

View on SEC IAPD

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