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Trista Elise Monroe

J.P. Morgan Securities LLC

Santa Clarita, CA

CRD 5822309

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-03
CA RA APPROVED 2021-11-19
  • TX RA
    APPROVED
    Since 2023-05-03
  • CA RA
    APPROVED
    Since 2021-11-19

Branch Locations

28194 Newhall Ranch Rd., Santa Clarita, CA 91355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Valencia CA 10/2021 Present
Jp Morgan Securities, Llc Valencia CA 07/2016 10/2021
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-11
S63 Uniform Securities Agent State Law Examination 2011-08-22
  • S66 Uniform Combined State Law Examination
    2021-10-11
  • S63 Uniform Securities Agent State Law Examination
    2011-08-22
Other Names
  • Trista E Monroe

View on SEC IAPD

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