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835 Main Street Building 200, Buda, TX 78610 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-08 |
| TX | RA | APPROVED | 2023-09-08 |
Branch Locations
835 Main Street Building 200, Buda, TX 78610 • United States
1106 Pecan Street, Bastrop, TX 78640 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Bastrop | TX | 07/2010 | 10/2017 |
| Royal Alliance | Bastrop | TX | 10/2017 | 10/2021 |
| Madison Avenue Securities | San Diego | CA | 07/2022 | Present |
| E3 Wealth | Bastrop | TX | 10/2021 | Present |
| Transce3Nd | St. Louis | MO | 09/2023 | Present |
1. STC Medicus DBA SETX Homecare, MOMENTUM HEALTH CARE SERVICES POSITION: TREASURER/PARTNER: NATURE: Non medical adult homecare primarily for elderly people who cannot be home alone. (meal prep, housekeeping, medical appointment assistance, observation and monitoring, companionship, personal care, etc) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2013 ADDRESS: 4347 Phelan Ste. 104, Beaumont TX 77707, United States DESCRIPTION: No day to day activities. 2. Madison Avenue Securities LLC, Investment-Related, Address-13500 Evening Creek Dr. N, Suite 555, San Diego, CA 92128, Business-Broker-Dealer, Position-Registered Representative, Relationship-Independent Contractor, Start Date-July 2022, Hour per Month Devoted to Other Business - 160, all during business hours, Activities - Sale of Securities and Investment Products 3. Transce3nd; 906 S Kirkland Rd., St. Louis, MO 63122; Investment Related: Yes; Position: Investment Advisor Representative; Duties: Using the company to facilitate the managed money portion of my business; Hours per week: 15 hours per week: Start Date: 9/8/2023. 4. Name: Advisors Excel Medicare Program; Address: 2950 SW McClure Rd., Topeka, KS 66614; Investment Related: No; Position & Duties: Referral Partner; Hours Per Week: 1 Hour; Start Date: 7/10/2024 5. Name: LMFB; Investment Related: Yes; Address: 833 Main Blvd #200, Buda TX 78010; Nature of the Business; Private Investment Group; Position: Member; Hours Per Week: 1-2 Hours; Start Date: 3/2022
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-28 |
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