Jordan Kent Brooks

Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-06-07
AL	RA	APPROVED	2018-07-23

FL RA
APPROVED

Since 2024-06-07
AL RA
APPROVED

Since 2018-07-23

Branch Locations

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

800 Shades Creek Parkway Suite 310, Birmingham, AL 35209 • United States

Palm Beach Shores, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Birmingham	AL	02/2013	06/2017
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	06/2017
Steadpoint Insurance Group, Inc.	Birmingham	AL	06/2017	Present
Advisory Services Network, Llc	Atlanta	GA	07/2018	Present

02/2013 → 06/2017

Morgan Stanley Smith Barney Llc

Birmingham, AL
01/2015 → 06/2017

Morgan Stanley Private Bank, National Association

New York, NY
06/2017 → Present

Steadpoint Insurance Group, Inc.

Birmingham, AL
07/2018 → Present

Advisory Services Network, Llc

Atlanta, GA

Previous Registrations

2013-02-01 → 2017-06-12

Morgan Stanley

Birmingham, AL
2010-10-01 → 2013-02-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Birmingham, AL

Other Businesses

SteadPoint Insurance Group, VP Sales & Marketing, non investment related, 2200 Resource Drive, Ste. 101, Birmingham, AL 35242, started 06/2017, workers compensation insurance provider, 160 hours/ mo, during all trading hours, manage marketing responsibilities. RT Specialty. West Palm Beach, FL 33401, Selling commercial insurance, broker, brokering work comp insurance to retail insurance agents. start 9/17/2021, non-investment related, devote 160 hours a month, devote 140 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-09-29

S66 Uniform Combined State Law Examination

2010-09-29

Other Names

Jordan Kent Brooks
Jordan K Brooks

View on SEC IAPD