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Felipe Roman Gomez

J.P. Morgan Securities LLC

Miami, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-02
FL RA APPROVED 2025-12-26
  • TX RA
    APPROVED_RES
    Since 2026-01-02
  • FL RA
    APPROVED
    Since 2025-12-26

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc New York NY 07/2011 01/2021
Jpmorgan Chase Bank Na New York NY 07/2011 01/2021
Jpmorgan Chase Bank Na Miami FL 02/2021 Present
Jpmorgan Securities Llc Miami FL 02/2021 Present
  • 07/2011 → 01/2021
    Jpmorgan Securities Llc
    New York, NY
  • 07/2011 → 01/2021
    Jpmorgan Chase Bank Na
    New York, NY
  • 02/2021 → Present
    Jpmorgan Chase Bank Na
    Miami, FL
  • 02/2021 → Present
    Jpmorgan Securities Llc
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-23
S63 Uniform Securities Agent State Law Examination 2012-05-07
  • S65 Uniform Investment Adviser Law Examination
    2025-12-23
  • S63 Uniform Securities Agent State Law Examination
    2012-05-07
Other Names
  • Felipe Gomez

View on SEC IAPD

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