Best Investors Account Sign in
Inactive

Howard Neil Bailey

Ae Wealth Management, LLC

Alabaster, AL

CRD 5821270

Claim This Profile
Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-01-22
  • AL RA
    APPROVED
    Since 2026-01-22

Branch Locations

37 Buck Creek Plaza Suite 100, Alabaster, AL 35007 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neil Bailey Insurance Pelham AL 09/1989 10/2022
Howard Bailey Agency, Llc Dba Bailey Insurance & Investments Alabaster AL 10/2022 Present
Ae Wealth Management, Llc Topeka KS 01/2026 Present
  • 09/1989 → 10/2022
    Neil Bailey Insurance
    Pelham, AL
  • 10/2022 → Present
    Howard Bailey Agency, Llc Dba Bailey Insurance & Investments
    Alabaster, AL
  • 01/2026 → Present
    Topeka, KS
Other Businesses

?Howard Bailey Agency, LLC DBA Bailey Insurance & Investments; Yes, Investment Related; 37 Buck Creek Plaza, Suite 100, Alabaster, AL 35007; Insurance Sales; Owner; Start Date 10/2022; Approx. 80 hours a month; Approx. 80 hours during trading; Insurance Sales and Services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-22
S63 Uniform Securities Agent State Law Examination 2010-11-05
  • S65 Uniform Investment Adviser Law Examination
    2025-12-22
  • S63 Uniform Securities Agent State Law Examination
    2010-11-05

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Alabaster, AL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor