Sarah Stephenson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → 09/2021
  Raymond James
  St Petersburg, FL
• 01/2017 → 07/2017
  Unemployed
  Bloomington, IN
• 07/2016 → 01/2017
  Mckinsey And Company
  St Petersburg, FL
• 09/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2021 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 09/2021 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 09/2021 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 09/2021 → 09/2022
  First Allied Securities Inc.
  San Diego, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-10-30 → 2021-10-04
  Raymond James & Associates, Inc.
  St. Petersburg, FL

Exams

• S66 Uniform Combined State Law Examination
  2020-10-28

Other Names

• Sarah Nicole Brown
• Sarah Nichole Brown
• Sarah Brown Stephenson