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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-31
CA RA APPROVED 2011-12-06
  • TX RA
    APPROVED_RES
    Since 2022-03-31
  • CA RA
    APPROVED
    Since 2011-12-06

Branch Locations

8469 Elk Grove Blvd, Elk Grove, CA 95758 • United States

8405-40 Elk Grove-Florin Rd, Elk Grove, CA 95624 • United States

9600 Bruceville Rd #102, Elk Grove, CA 95757 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Golden 1 Credit Union Sacramento CA 02/2009 Present
Pf Changs Sacramento CA 06/2008 Present
Lpl Financial Charlotte NC 06/2011 Present
  • 02/2009 → Present
    Golden 1 Credit Union
    Sacramento, CA
  • 06/2008 → Present
    Pf Changs
    Sacramento, CA
  • 06/2011 → Present
    Lpl Financial
    Charlotte, NC
Other Businesses

1. 6/7/2011 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - GOLDEN 1 FINANCIAL SERVICES - SACRAMENTO, CA. 2. 12/15/2011 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - GOLDEN 1 INVESTMENT SERVICES - SACRAMENTO, CA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-05
  • S66 Uniform Combined State Law Examination
    2011-12-05

View on SEC IAPD

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