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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-08-16 |
| OH | RA | APPROVED | 2018-06-29 |
Branch Locations
193 W Columbus Ave, Bellefontaine, OH 43311 • United States
6605 Longshore St., Ste 240, Dublin, OH 43017 • United States
Bellefontaine, OH • United States
6515 Longshore Loop Ste 100, Dublin, OH 43017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2010 | 12/2016 |
| Northwestern Mutual Investment Services, Llc | Columbus | OH | 07/2010 | 12/2016 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 12/2016 |
| Infinex Investments, Inc | Meriden | CT | 12/2016 | 06/2018 |
| Heartland Bank | Westerville | OH | 12/2016 | 07/2024 |
| Lpl Financial Llc | Westerville | OH | 06/2018 | Present |
1.06/29/2018; 2829 Dunedin Ave; Real Estate Rental; Not Investment Related; ; Start Date 05/01/2018; 0hrs/mth; 0hrs during trading 2.06/29/2018; 3052 Medina Ave; Real Estate Rental; Not Investment Related; ; Start Date 04/01/2018; 0hrs/mth; 0hrs during trading 3.06/29/2018; 2829 Osceola Ave; Real Estate Rental; Not Investment Related; ; Start Date 06/01/2017; 0hrs/mth; 0hrs during trading 4.06/28/2019; none; Real Estate Rental; Investment Related; ; Start Date 03/14/2019; 1hrs/mth; 0hrs during trading 5.09/20/2021; LTCi Partners; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 09/15/2021; 2hrs/mth; 2hrs during trading 6.08/02/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Sirius Wealth Strategies; Investment Related; at Reported Business Location(s); Start Date 07/30/2024; 160hrs/mth; 160hrs during trading 7.07/09/2026; Sirius Wealth Strategies; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 07/20/2018; 2hrs/mth; 2hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-08 |
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