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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-08-16
OH RA APPROVED 2018-06-29
  • WA RA
    APPROVED
    Since 2024-08-16
  • OH RA
    APPROVED
    Since 2018-06-29

Branch Locations

193 W Columbus Ave, Bellefontaine, OH 43311 • United States

6605 Longshore St., Ste 240, Dublin, OH 43017 • United States

Bellefontaine, OH • United States

6515 Longshore Loop Ste 100, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2010 12/2016
Northwestern Mutual Investment Services, Llc Columbus OH 07/2010 12/2016
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 12/2016
Infinex Investments, Inc Meriden CT 12/2016 06/2018
Heartland Bank Westerville OH 12/2016 07/2024
Lpl Financial Llc Westerville OH 06/2018 Present
  • 06/2010 → 12/2016
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2010 → 12/2016
    Columbus, OH
  • 01/2016 → 12/2016
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2016 → 06/2018
    Infinex Investments, Inc
    Meriden, CT
  • 12/2016 → 07/2024
    Heartland Bank
    Westerville, OH
  • 06/2018 → Present
    Westerville, OH
Previous Registrations
Other Businesses

1.06/29/2018; 2829 Dunedin Ave; Real Estate Rental; Not Investment Related; ; Start Date 05/01/2018; 0hrs/mth; 0hrs during trading 2.06/29/2018; 3052 Medina Ave; Real Estate Rental; Not Investment Related; ; Start Date 04/01/2018; 0hrs/mth; 0hrs during trading 3.06/29/2018; 2829 Osceola Ave; Real Estate Rental; Not Investment Related; ; Start Date 06/01/2017; 0hrs/mth; 0hrs during trading 4.06/28/2019; none; Real Estate Rental; Investment Related; ; Start Date 03/14/2019; 1hrs/mth; 0hrs during trading 5.09/20/2021; LTCi Partners; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 09/15/2021; 2hrs/mth; 2hrs during trading 6.08/02/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Sirius Wealth Strategies; Investment Related; at Reported Business Location(s); Start Date 07/30/2024; 160hrs/mth; 160hrs during trading 7.07/09/2026; Sirius Wealth Strategies; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 07/20/2018; 2hrs/mth; 2hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-08-26
S63 Uniform Securities Agent State Law Examination 2010-11-08
  • S65 Uniform Investment Adviser Law Examination
    2013-08-26
  • S63 Uniform Securities Agent State Law Examination
    2010-11-08
Designations
Other Names
  • Jessica Hughes
  • Jessica L Hughes

View on SEC IAPD

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