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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-07 |
| FL | RA | APPROVED | 2021-03-01 |
Branch Locations
100 Se 2Nd Street, Suite 2500, Miami, FL 33131 • United States
4225 Ponce De Leon Blvd Suite 500, Coral Gables, FL 33146 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P Morgan Securities Inc. | Miami | FL | 07/2010 | 02/2021 |
| Jpmorgan Chase Bank | Miami | FL | 07/2010 | 02/2021 |
| Ubs Financial Services Inc. | Miami | FL | 02/2021 | Present |
1) I3 Capital Partners, LLC / Company / Private investments at UBS / Partner / Investor in private investments /// 2) I3 Marine, LLC / Company / Purchase of boat for recreational purposesPartner / Purchase of boat for recreational purposes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-22 |
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