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Harmony Star Bozes Sherlock

Stifel, Nicolaus & Company, Incorporated

Palm Desert, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-20
CA RA APPROVED 2018-02-26
  • TX RA
    APPROVED_RES
    Since 2020-02-20
  • CA RA
    APPROVED
    Since 2018-02-26

Branch Locations

74245 Highway 111 Suite 200, Palm Desert, CA 92260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co., Inc. Palm Desert CA 06/2010 Present
  • 06/2010 → Present
    Stifel Nicolaus & Co., Inc.
    Palm Desert, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-23
  • S66 Uniform Combined State Law Examination
    2018-02-23
Other Names
  • Harmony Star Bozes
  • Harmony Star Quaiver
  • Harmony Star Bozes-Sherlock

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PALM DESERT, CA
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