Brian M Ceponis

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-02-15
TX	RA	APPROVED_RES	2024-02-15
CT	RA	APPROVED	2020-09-09

NY RA
APPROVED

Since 2024-02-15
TX RA
APPROVED_RES

Since 2024-02-15
CT RA
APPROVED

Since 2020-09-09

Branch Locations

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	01/2006	Present

01/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Other Businesses

I*1653259, Entity Type: Entity Charitable, Name of OBA: Somerville Fire Department, Address: Somerville,New Jersey 08876, Investment Related: N, Position, Title, Association: Officer, Employee Start Date: 01/02/2024, No Hours: 300, No Hours during trading: 0, Duties: Fire Chief - Volunteer Fire Department

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-09-04

S66 Uniform Combined State Law Examination

2020-09-04