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Lorianne Sawyer Montsinger

Northwestern Mutual Investment Services, LLC

Charlotte, NC

CRD 5819942

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-04-04
  • NC RA
    APPROVED
    Since 2023-04-04

Branch Locations

6235 Carnegie Blvd, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Charlotte NC 06/2015 01/2023
Christopher Brown Charlotte NC 10/2014 10/2016
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2016 10/2016
Chip Dotson Charlotte NC 10/2016 03/2022
Michael Kavanagh Charlotte NC 10/2016 Present
Andrew Fulk Charlotte NC 12/2019 03/2022
Matthew Erbacher Charlotte NC 12/2019 03/2022
Northwestern Mutual Investment Services, Llc Charlotte NC 03/2023 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2016 01/2023
  • 06/2015 → 01/2023
    Charlotte, NC
  • 10/2014 → 10/2016
    Christopher Brown
    Charlotte, NC
  • 08/2016 → 10/2016
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 10/2016 → 03/2022
    Chip Dotson
    Charlotte, NC
  • 10/2016 → Present
    Michael Kavanagh
    Charlotte, NC
  • 12/2019 → 03/2022
    Andrew Fulk
    Charlotte, NC
  • 12/2019 → 03/2022
    Matthew Erbacher
    Charlotte, NC
  • 03/2023 → Present
    Charlotte, NC
  • 11/2016 → 01/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, LORIANNE MONTSINGER, 2728 BENT OAK DRIVE, MATTHEWS, , NORTH CAROLINA, 28211, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 06/15/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RE-SELL CLOTHING ONLINE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-30
  • S66 Uniform Combined State Law Examination
    2012-07-30
Other Names
  • Lorianne Elizabeth Sawyer
  • Lorianne E Sawyer
  • Lorianne S Montsinger

View on SEC IAPD

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