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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-04-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Charlotte | NC | 06/2015 | 01/2023 |
| Christopher Brown | Charlotte | NC | 10/2014 | 10/2016 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2016 | 10/2016 |
| Chip Dotson | Charlotte | NC | 10/2016 | 03/2022 |
| Michael Kavanagh | Charlotte | NC | 10/2016 | Present |
| Andrew Fulk | Charlotte | NC | 12/2019 | 03/2022 |
| Matthew Erbacher | Charlotte | NC | 12/2019 | 03/2022 |
| Northwestern Mutual Investment Services, Llc | Charlotte | NC | 03/2023 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2016 | 01/2023 |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, LORIANNE MONTSINGER, 2728 BENT OAK DRIVE, MATTHEWS, , NORTH CAROLINA, 28211, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 06/15/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RE-SELL CLOTHING ONLINE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-30 |
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