Gabriela Guardia

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2006 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Other Businesses

I*2102269, Entity Type: For Profit, Name of OBA: Vista Verde Cinco Amarilla SRL, Address: SAN JOSE, , 00000, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 11/22/2024, No Hours: 0 No Hours during Trading: 0 Duties: HALF OWNER OF RENTAL PROPERTY WITH SISTER IN COSTA RICA. RECEIVED AS INHERITANCE FROM GRANDFATHER

Exams

• S66 Uniform Combined State Law Examination
  2006-08-14

Other Names

• Garriela Guardia
• Gabriela Guardia-Tovar