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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2017-10-03 |
| TX | RA | APPROVED_RES | 2009-06-19 |
| CT | RA | APPROVED | 2006-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 02/2006 | Present |
I*2102269, Entity Type: For Profit, Name of OBA: Vista Verde Cinco Amarilla SRL, Address: SAN JOSE, , 00000, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 11/22/2024, No Hours: 0 No Hours during Trading: 0 Duties: HALF OWNER OF RENTAL PROPERTY WITH SISTER IN COSTA RICA. RECEIVED AS INHERITANCE FROM GRANDFATHER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-14 |
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