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Anthony Joseph Halpin

Chicago Partners Investment Group LLC

Chicago, IL

Wheaton, IL

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Current Employers
Chicago Partners Investment Group Llc

1 North Wacker Drive Suite 4075, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-27
LA RA APPROVED 2022-01-20
IL RA APPROVED 2022-01-13
  • TX RA
    APPROVED
    Since 2023-09-27
  • LA RA
    APPROVED
    Since 2022-01-20
  • IL RA
    APPROVED
    Since 2022-01-13

Branch Locations

1 North Wacker Drive Suite 4075, Chicago, IL 60606 • United States

Wheaton, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Mosaic Financial Group Llc Chicago IL 09/2007 Present
Chicago Partners Investment Group, Llc Chicago IL 01/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-10
  • S65 Uniform Investment Adviser Law Examination
    2008-01-10
Other Names
  • Anthony Halpin

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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