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Patrick Smith

Lavaca Capital, LLC

Houston, TX

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Current Employers
Lavaca Capital, Llc

2700 Post Oak Blvd. Suite 1250, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-02-15
  • TX RA
    APPROVED
    Since 2018-02-15

Branch Locations

2700 Post Oak Blvd. Suite 1250, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Houston TX 09/2015 01/2018
Sunbelt Securities Inc Houston TX 06/2018 Present
Lavaca Capital Llc (Ria) Houston TX 02/2018 Present
  • 09/2015 → 01/2018
    Raymond James And Associates
    Houston, TX
  • 06/2018 → Present
    Sunbelt Securities Inc
    Houston, TX
  • 02/2018 → Present
    Lavaca Capital Llc (Ria)
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-26
  • S66 Uniform Combined State Law Examination
    2010-08-26
Other Names
  • Patrick Andrew Smith

View on SEC IAPD

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