Spencer Douglas Crow

Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-11-30

TX RA
APPROVED

Since 2016-11-30

Branch Locations

19026 Ridgewood Pkwy Suite 313, San Antonio, TX 78259 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tmfs Advisors, Llc	Overland Park	KS	07/2013	11/2016
Financial Engines Advisors L.L.C.	San Antonio	TX	11/2016	Present

07/2013 → 11/2016

Tmfs Advisors, Llc

Overland Park, KS
11/2016 → Present

Financial Engines Advisors L.L.C.

San Antonio, TX

Previous Registrations

2013-07-01 → 2016-11-30

Financial Engines Advisor Center, Llc

Overland Park, KS

San Antonio, TX
2012-01-11 → 2013-07-01

The Mutual Fund Store

San Antonio, TX
2010-10-18 → 2011-08-03

Edward Jones

Shavano Park, TX

St Louis, MO

San Antonio, TX

San Antonio, TX

San Antonio, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-27

S66 Uniform Combined State Law Examination

2010-08-27

Designations

Certified Financial Planner

Other Names

Spencer Crow

View on SEC IAPD