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Employer firm

Nwf Advisory Services Inc CRD 110410

$6.43B regulatory AUM 109 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Nwf Advisory Services Inc

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-06-07
  • MO RA
    APPROVED
    Since 2024-06-07

Branch Locations

530 Maryville Centre Dr. #315, Creve Coeur, MO 63141 • United States

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2011-07-21
  • MO RA
    APPROVED
    Since 2011-07-21

Branch Locations

540 Maryville Centre Dr Suite 325, St. Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. St. Louis MO 04/2009 Present
Premier Financial Partners St. Louis MO 10/2005 Present
  • 04/2009 → Present
    Royal Alliance Associates, Inc.
    St. Louis, MO
  • 10/2005 → Present
    Premier Financial Partners
    St. Louis, MO
Other Businesses

1. NWF ADVISORY SERVICES INC. POSITION: Investment Advisor Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 06/18/2024 ADDRESS: 11835 West Olympic Boulevard, 1155 East, Los Angeles CA 90064, United States DESCRIPTION: I do financial planning for clients through NWF Advisory Group and receive a fee for those services. I work in St. Louis, MO but NWF is located in Los Angeles, CA. 2. PATHAMARK WEALTH ADVISORS POSITION: Financial Advisor NATURE: Marketing name for Wedge Advisors, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 02/20/2026 ADDRESS: 530 Maryville Centre Dr, Suite 315, Saint Louis MO 63141, United States DESCRIPTION: Meet with clients Recommend/Implement Investments Insurance Review Financial plans 3. WEDGE ADVISORS, LLC POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 02/20/2026 ADDRESS: 530 Maryville Centre, Suite 315, Saint Louis MO 63141, United States DESCRIPTION: Meet with clients Financial Planning Suggest/implement investment strategies Insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-29
  • S66 Uniform Combined State Law Examination
    2009-07-29

View on SEC IAPD

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