Philip John Sicuro

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 08/2017
  Institutional Investor
  New York, NY
• 09/2017 → 08/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Glen Rock, NJ
• 09/2017 → 08/2022
  Bank Of America, N.A.
  Glen Rock, NJ
• 08/2022 → 01/2024
  Woodbury Financial, Inc.
  Southold, NY
• 01/2024 → Present
  Osaic Wealth, Inc.
  Hackensack, NJ

Previous Registrations

• 2022-08-29 → 2024-01-19
  Woodbury Financial Services, Inc.
  Hackensack, NJ
  Southold, NY
• 2017-11-22 → 2022-08-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Paramus, NJ

Other Businesses

1. I*109539 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ANDREW RICH SELECTIONS LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: LUNENBURG, MASSACHUSETTS 1462 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/1/2013 NUMBER OF HOURS DEVOTED: 6 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: NOT INVESTMENT RELATED. THE COMPANY IMPORTS ORGANIC AND BIO-DYNAMIC WINES FROM GERMANY AND ITALY. I AM A 20% OWNER, AND DEVOTE ZERO HOURS DURING TRADING HOURS TO THE COMPANY. I HAVE ZERO-DAY-TO-DAY RESPONSIBILITIES. 2. 490 WEALTH POSITION: Owner NATURE: This is my personal LLC that I use to keep a record of my income and expenses for my 1099 filing with Woodbury.I also use this business to receive referral fees for Life Insurance referrals that I make to outside Life Insurance providers. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/17/2022 ADDRESS: 490 Victoria Dr, Southold NY 11971, United States DESCRIPTION: This is my personal LLC that I use to keep a record of my income and expenses for my 1099 filing with Woodbury.I also use this business to receive referral fees for Life Insurance referrals t 4. THE PRIVATE WEALTH MANAGEMENT COMPANY POSITION: Managing Director NATURE: This is our entity for selling insurance to clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/29/2022 ADDRESS: 411 Hackensack Ave, Suite 104-PWM, Hackensack NJ 07601, United States DESCRIPTION: I will be offering insurance products through my regular job as a Wealth Advisor to our clients. 5. THE PRIVATE WEALTH MANAGEMENT COMPANY POSITION: Managing Director NATURE: Investment Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/29/2022 ADDRESS: 411 Hackensack Ave, Suite 104-PWM, Hackensack NJ 07601, United States DESCRIPTION: This is our Securities DBA for Investment Advisory that we will be doing with Woodbury

Exams

• S66 Uniform Combined State Law Examination
  2017-11-20
• S63 Uniform Securities Agent State Law Examination
  2016-08-05

Other Names

• Philip John Sicuro
• Philip Sicuro