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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-10-01
TX RA APPROVED 2025-10-01
  • NJ RA
    APPROVED
    Since 2025-10-01
  • TX RA
    APPROVED
    Since 2025-10-01

Branch Locations

Andover, NJ • United States

904 Stockton Avenue, Cape May, NJ 08204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Investment Center Inc Bedminster NJ 03/2015 10/2025
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2025 Present
Cambridge Investment Research, Inc. Fairfield IA 10/2025 Present
Previous Registrations
  • 2024-12-12 → 2025-03-12
    Ic Advisory Services, Inc.
    Bedminster, NJ
Other Businesses

1. LEFURGE FINANCIAL LLC, 21 Hemlock Road, Andover NJ 07821, United States, 10/01/2025, Owner, Marketing, Not Investment Related, 1 HR/MO - 1 HR/MO TRADING 2. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 10/01/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-07
  • S66 Uniform Combined State Law Examination
    2024-12-07

View on SEC IAPD

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