Mallory Armijo

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 01/2026
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2015 → 01/2026
  Sageview Advisory Group
  Irvine, CA
• 01/2026 → Present
  Prime Capital Financial
  Overland Park, KS

Previous Registrations

• 2015-09-17 → 2026-01-26
  Creative Planning Institutional Advisors, Llc
  Newport Beach, CA
  Irving, TX
  Irving, TX
• 2014-08-14 → 2015-09-01
  Wells Fargo Clearing Services, Llc
  Seal Beach, CA
• 2012-02-21 → 2014-08-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Hills Estates, CA
• 2010-08-25 → 2011-09-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Seal Beach, CA

Exams

• S66 Uniform Combined State Law Examination
  2010-08-24

Other Names

• Mallory Brady
• Mallory E Brady
• Mallory Brady