Nicholas Willard Rostykus

Employer firm

Onedigital CRD 106766

$155B regulatory AUM 175 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Onedigital

11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2024-01-23
TX	RA	APPROVED	2024-01-23

OK RA
APPROVED

Since 2024-01-23
TX RA
APPROVED

Since 2024-01-23

Branch Locations

12 N Cheyenne Ave Suite #141, Tulsa, OK 74114 • United States

11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States

Tulsa, OK • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Royal Alliance Associates, Inc.	Houston	TX	03/2019	02/2020
Surepath Wealth Management, Llc	Houston	TX	02/2020	02/2021
Signator Investors, Inc.	Dallas	TX	07/2016	11/2018
Royal Alliance Associates, Inc.	Dallas	TX	11/2018	02/2019
Surepath Wealth Management, Llc	Tulsa	OK	03/2021	04/2021
Wealthsource Partners, Llc	Tulsa	OK	03/2021	09/2024
Onedigital Investment Advisors Llc	Overland Park	KS	01/2024	Present

03/2019 → 02/2020

Royal Alliance Associates, Inc.

Houston, TX
02/2020 → 02/2021

Surepath Wealth Management, Llc

Houston, TX
07/2016 → 11/2018

Signator Investors, Inc.

Dallas, TX
11/2018 → 02/2019

Royal Alliance Associates, Inc.

Dallas, TX
03/2021 → 04/2021

Surepath Wealth Management, Llc

Tulsa, OK
03/2021 → 09/2024

Wealthsource Partners, Llc

Tulsa, OK
01/2024 → Present

Onedigital Investment Advisors Llc

Overland Park, KS

Previous Registrations

2021-03-05 → 2024-10-26

Wealthsource®

Tulsa, OK

Tulsa, OK
2020-02-25 → 2021-04-19

Surepath Wealth Management

Houston, TX

Austin, TX
2018-11-02 → 2020-02-25

Osaic Wealth, Inc.

Houston, TX

Dallas, TX
2014-03-04 → 2018-11-02

Signator Investors, Inc.

Houston, TX

Oklahoma City, OK

Dallas, TX

Other Businesses

1.) NICHOLAS WILLARD ROSTYKUS; INVESTMENT-RELATED BUSINESS; PRIVATE RESIDENCE, TULSA, OKLAHOMA; INSURANCE SALES; INSURANCE AGENT; FEBRUARY 17, 2020 START DATE; 5 HOURS/MONTH DEVOTED; 5 HOURS/MONTH DURING SECURITIES TRADING HOURS DEVOTED; INSURANCE SALES DUTIES. _____ ¦ _____ 2.) HEIGHTS LEATHER COMPANY / HEIGHTS LEATHER COMPANY LLC; PRIVATE RESIDENCE, TULSA, OKLAHOMA; SALE OF LEATHER GOODS; OWNER; SEPTEMBER 2017 START DATE; 20 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; ALL OPERATIONAL, MANAGEMENT AND LEATHER-MAKING DUTIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-02-15
S63	Uniform Securities Agent State Law Examination	2010-10-23

S65 Uniform Investment Adviser Law Examination

2014-02-15
S63 Uniform Securities Agent State Law Examination

2010-10-23

Designations

Certified Financial Planner

Other Names

Nick Rostykus
Nicholas Rostykus

View on SEC IAPD