John C Kauzlarich

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2025-09-29
NE	RA	APPROVED	2025-09-18
OK	RA	APPROVED	2024-09-17
SD	RA	APPROVED	2024-02-15
TX	RA	APPROVED_RES	2024-01-17
MI	RA	APPROVED	2023-08-15
NY	RA	APPROVED	2023-05-03
NC	RA	APPROVED	2022-07-15
CA	RA	APPROVED	2021-07-02
MN	RA	APPROVED	2021-03-05
GA	RA	APPROVED	2021-02-02
VA	RA	APPROVED	2020-12-14
IA	RA	APPROVED	2019-02-21
CO	RA	APPROVED	2017-02-27
WA	RA	APPROVED	2017-01-31
KS	RA	APPROVED	2016-08-01
MO	RA	APPROVED	2016-07-18

KY RA
APPROVED

Since 2025-09-29
NE RA
APPROVED

Since 2025-09-18
OK RA
APPROVED

Since 2024-09-17
SD RA
APPROVED

Since 2024-02-15
TX RA
APPROVED_RES

Since 2024-01-17
MI RA
APPROVED

Since 2023-08-15
NY RA
APPROVED

Since 2023-05-03
NC RA
APPROVED

Since 2022-07-15
CA RA
APPROVED

Since 2021-07-02
MN RA
APPROVED

Since 2021-03-05
GA RA
APPROVED

Since 2021-02-02
VA RA
APPROVED

Since 2020-12-14
IA RA
APPROVED

Since 2019-02-21
CO RA
APPROVED

Since 2017-02-27
WA RA
APPROVED

Since 2017-01-31
KS RA
APPROVED

Since 2016-08-01
MO RA
APPROVED

Since 2016-07-18

Branch Locations

Olathe, KS • United States

9401 Indian Creek Parkway Suite 670, Overland Park, KS 66210 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Park Avenue Securities	Olathe	KS	10/2015	Present
Guardian Life Ins Co Of America	Olathe	KS	10/2015	Present
Guardian Life Insurance Company	Overland Park	KS	03/2025	Present
Park Avenue Securities	Overland Park	KS	03/2025	Present

10/2015 → Present

Park Avenue Securities

Olathe, KS
10/2015 → Present

Guardian Life Ins Co Of America

Olathe, KS
03/2025 → Present

Guardian Life Insurance Company

Overland Park, KS
03/2025 → Present

Park Avenue Securities

Overland Park, KS

Other Businesses

1. Various Insurance Carriers-I will use various outside insurance carriers, Start: 08/01/2010, Address: 14670 S Harrison St. Olathe, KS 66062, 10 bus hrs per month, Investment related, 2. Executor for family member's Estate-AT this point I have done no work on the estate as the family member is in full capacity of faculties., Start: 07/01/2018, Address: 16301 W 157th St Olathe, KS 66062 , 0 hrs per month, Not investment related, 3.) InsMed Insurance- Selling fixed disability insurance products outside of Guardian, Start:07/25/2022, Address: 16301 W 157th St. Olathe, KS 66062, 5 total hours per month, 5 during securities trading hours, Investment related, Less than 10% annual compensation,

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-05-31
S63	Uniform Securities Agent State Law Examination	2007-04-03

S65 Uniform Investment Adviser Law Examination

2016-05-31
S63 Uniform Securities Agent State Law Examination

2007-04-03

Other Names

John C Kauzlarich
Jake Colwell Kauzlarich
Jake C Kauzlarich

View on SEC IAPD