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Gail Rosemary Heffern

Morgan Stanley

Eastchester, NY

Purchase, NY

CRD 5818187

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
CT RA APPROVED 2016-09-26
  • NY RA
    APPROVED
    Since 2021-06-16
  • CT RA
    APPROVED
    Since 2016-09-26

Branch Locations

Eastchester, NY • United States

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Purchase NY 06/2010 Present
Morgan Stanley Private Bank, National Association New York NY 06/2017 Present
  • 06/2010 → Present
    Morgan Stanley
    Purchase, NY
  • 06/2017 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-26
S63 Uniform Securities Agent State Law Examination 2011-04-04
  • S66 Uniform Combined State Law Examination
    2016-09-26
  • S63 Uniform Securities Agent State Law Examination
    2011-04-04
Other Names
  • Gail Rosemary Regan

View on SEC IAPD

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