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Daniel Alan Harada

Mml Investors Services, LLC

Saddle Brook, NJ

CRD 5818169

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-10-15
  • NJ RA
    APPROVED
    Since 2024-10-15

Branch Locations

250 Pehle Ave Suite 405, Saddle Brook, NJ 07663-5832 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co. Saddle Brook NJ 01/2022 Present
Mml Investors Services, Llc Saddle Brook NJ 05/2024 Present
Strategic Financial Solutions New York City NY 04/2018 01/2022
Unemployed Hillsdale NJ 05/2017 04/2018
Jacmel Jewelry New York City NY 01/2016 05/2017
  • 01/2022 → Present
    Massmutual Life Insurance Co.
    Saddle Brook, NJ
  • 05/2024 → Present
    Saddle Brook, NJ
  • 04/2018 → 01/2022
    Strategic Financial Solutions
    New York City, NY
  • 05/2017 → 04/2018
    Unemployed
    Hillsdale, NJ
  • 01/2016 → 05/2017
    Jacmel Jewelry
    New York City, NY
Other Businesses

NAME: DANIEL HARADA, INV REL: Y, ADD: 250 PEHLE AVE, SUITE 405, SADDLE BROOK, NJ 07663 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 2022, NO. HR/MO:1, NO. HR/MO DURING SEC TRADING:1, DUTIES: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-06
  • S66 Uniform Combined State Law Examination
    2024-09-06

View on SEC IAPD

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