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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-10-15 |
Branch Locations
250 Pehle Ave Suite 405, Saddle Brook, NJ 07663-5832 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co. | Saddle Brook | NJ | 01/2022 | Present |
| Mml Investors Services, Llc | Saddle Brook | NJ | 05/2024 | Present |
| Strategic Financial Solutions | New York City | NY | 04/2018 | 01/2022 |
| Unemployed | Hillsdale | NJ | 05/2017 | 04/2018 |
| Jacmel Jewelry | New York City | NY | 01/2016 | 05/2017 |
NAME: DANIEL HARADA, INV REL: Y, ADD: 250 PEHLE AVE, SUITE 405, SADDLE BROOK, NJ 07663 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 2022, NO. HR/MO:1, NO. HR/MO DURING SEC TRADING:1, DUTIES: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-06 |
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