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Mark Anthony Cook

Morgan Stanley

Gilbert, AZ

CRD 5818108

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-06-17
TX RA APPROVED 2026-06-15
  • AZ RA
    APPROVED
    Since 2026-06-17
  • TX RA
    APPROVED
    Since 2026-06-15

Branch Locations

400 East Rivulon Boulevard, Gilbert, AZ 85297 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co.,Inc Lone Tree CO 06/2010 07/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 07/2020 05/2026
Bank Of America N.A. Chandler AZ 09/2020 05/2026
Morgan Stanley Gilbert AZ 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-27
S63 Uniform Securities Agent State Law Examination 2012-01-20
  • S66 Uniform Combined State Law Examination
    2020-08-27
  • S63 Uniform Securities Agent State Law Examination
    2012-01-20

View on SEC IAPD

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