William Patrick Barham

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 11/2021
  The Vanguard Group, Inc.
  Charlotte, NC
• 06/2019 → 01/2020
  Musician
  Charlotte, NC
• 10/2021 → 04/2025
  Cetera Investment Services Llc
  Saint Cloud, MN
• 10/2021 → 04/2025
  Cetera Investment Advisers Llc
  Saint Cloud, MN
• 10/2021 → 04/2025
  Regions Bank
  Greenville, SC
• 03/2025 → Present
  Guardian Life Insurance Company
  Greenville, SC
• 05/2025 → Present
  Park Avenue Securities
  Greenville, SC

Previous Registrations

• 2021-11-15 → 2025-03-27
  Cetera Investment Advisers Llc
  Greenville, SC
• 2016-08-18 → 2021-11-12
  Vanguard Advisers, Inc.
  Charlotte, NC

Other Businesses

1. Gold Magnolia Productions LLC, Start Date: 09/01/2021, Nature: Talent sourcing, agent communications, booking, settlements, payments, marketing, for musicians, entertainers, and food events, Address: 115 Brookside Way, Greenville, SC 29605, Duties: Owner 25 total hours per month; 4 during securities trading hours, Not Investment related, 2. Sechrist Place, Start Date: 10/05/2014, Nature: Real Estate/raw pastureland and hunting lease, Address: 1422 diamond blvd Mt Pleasant, SC 29466, Duties: limited partner, 0 total hrs/month, Investment related, 3. Ross Properties, Start Date: 11/21/2002, Nature: raw pastureland, Address: 629 Muirwood Circle, Ridgeland, MS 39157, Duties: Owner/family inheritance of property, 0 total hrs/month, Investment related, 4. Clemson University-Board Advisor to the chapter, Nature: Board Advisor to the chapter, Start Date: 04/01/2025, Duties: Guidance with budgeting, billing, collections, payment plans, forecasting, etc, Address: 115 Brookside Way, Greenville, SC 29605, 6 total hours per month; 4 during securities trading hours, Not investment related, 5. Insurance products other than Guardian, Start Date: 8/25/26, Nature: Insurance Sales, Address: 233 N Main Street Ste 202 Greenville, SC 29601, Duties: Independent contrator selling insurance other than Guardian, 10 total hrs/month; 10 during securities trading hours, Investment related,

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-08-05
• S63 Uniform Securities Agent State Law Examination
  2010-08-04

Other Names

• Patrick Barham