Sarah Exell

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 03/2017
  South Carolina Federal Credit Union
  North Charleston, SC
• 01/2016 → 03/2017
  Cuso Financial Services, Lp
  San Diego, CA
• 04/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charleston, SC
• 04/2017 → Present
  Bank Of America, N.A.
  Charleston, SC

Previous Registrations

• 2016-01-05 → 2017-05-03
  Cuso Financial Services, L.P.
  Goose Creek, SC
  San Diego, CA
• 2013-09-09 → 2015-01-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mount Pleasant, SC
  Mount Pleasant, SC

Other Businesses

I*62929For profit or not for profit: For-Profit OrganizationName of outside business organization: S. L. E.Investment related: NoAddress of business: North Charleston, SC 29405Position, title, association: HobbyStart date of relationship: 4/10/2010Number of hours devoted: 30 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Artist - painting & photography. On occasion I sell a piece of my artwork.

Exams

• S66 Uniform Combined State Law Examination
  2013-09-06

Other Names

• Sarah Louise Exell
• Sarah Exell
• Sarah Louise Exell
• Sarah Louise Exell