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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-06-06 |
| TX | RA | APPROVED | 2016-06-03 |
Branch Locations
30300 Agoura Rd Ste B-280, Agoura Hills, CA 91301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Agoura Hills | CA | 06/2016 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; LIVINGSTON, TX; 100% OWNERSHIP; START 12/20/2015; 1 HOUR PER MONTH / 0 DURING TRADING.| DUNCAN-NEWMAN ASSOCIATES, LLC, INVT RELATED, AGOURA HILLS, CA, 16% OWNERSHIP, START DATE 1/1/2023, 40 HRS PER MONTH, 40 HRS DURING TRADING, FINET PRACTICE.| TWENTY2 VENTURES, INVT RELATED, STUDIO CITY, CA, 100% OWNERSHIP, START DATE 1/1/2023, 40 HRS PER MONTH, 40 HRS DURING TRADING, FINET PRACTICE.| RENTAL PROPERTY; INV RELATED; STUDIO CITY, CA; 100% OWNERSHIP; START DATE 06/12/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-29 |
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