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Brandon Wiggins

Morgan Stanley

Waukesha, WI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-12-20
MD RA APPROVED 2018-01-08
TX RA APPROVED 2018-01-08
  • WI RA
    APPROVED
    Since 2023-12-20
  • MD RA
    APPROVED
    Since 2018-01-08
  • TX RA
    APPROVED
    Since 2018-01-08

Branch Locations

20975 Swenson Drive Suite 300, Waukesha, WI 53186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bethesda MD 07/2010 12/2017
Bank Of America, N.A. Bethesda MD 09/2010 12/2017
Morgan Stanley Waukesha WI 12/2017 Present
Previous Registrations
  • 2010-09-02 → 2017-12-04
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Fort Lauderdale, FL
    Rockville, MD
    New York, NY
    Jacksonville, FL
    Fort Lauderdale, FL
    Jacksonville, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Bethesda, MD
    Fort Lauderdale, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-28
  • S66 Uniform Combined State Law Examination
    2010-08-28
Other Names
  • Brandon Michael Wiggins

View on SEC IAPD

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OSAIC WEALTH, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

BRIAN VICTOR LEHKY
MARK RICHARD MIRSBERGER
MIKHAIL I ALKHAZOV
STEVEN ALLEN JAEGER
NOAMAN A.Q. SHARIEF
JEROME JOSEPH VERANTH
MATTHEW ROBERT SLOWINSKI
DANIEL GLENN SIEVERS

Other Offices

DANA INVESTMENT ADVISORS INC · WAUKESHA, WI
DANA INVESTMENT ADVISORS INC · Waukesha, WI
RAYMOND JAMES & ASSOCIATES, INC. · Waukesha, WI
WELLS FARGO CLEARING SERVICES, LLC · WAUKESHA, WI
WORLD INVESTMENT ADVISORS, LLC · Waukesha, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAUKESHA , WI
OSAIC WEALTH, INC. · WAUKESHA, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Waukesha, WI

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