Lawrence Joseph Mackey

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Troy, MI
• 07/2010 → Present
  Bank Of America, N.A
  Troy, MI

Other Businesses

I*423095 For profit or not for profit: For-Profit Organization Name of outside business organization: A Milano Place, LLC Investment related: N Address of business: Chicago, Illinois 60640 Nature of business: LLC, Position, title, association: Other, will help my wife with various aspects Start date of relationship: 11/2/2020 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: my wife's small business will be flipping houses. I am not listed on the business in any capacity however I'm sure I will be spending time helping her. Either through discussing pro's/cons of various potential houses or doing some work on the flip I*434028 For profit or not for profit: For-Profit Organization Name of outside business organization: Lawrence Mackey Investment related: N Address of business: Chicago, Illinois 60640 Nature of business: Other, Filing as an Individual so no corporate structure Position, title, association: Owner, Start date of relationship: 1/25/2021 Number of hours devoted: 6 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I have written a science fiction novel and wish to post is for sale on Amazon Kindle. My responsibility will be to write the content and then use the tools Amazon provides to have it listed

Exams

• S66 Uniform Combined State Law Examination
  2010-09-20