Best Investors Account Sign in
Inactive

Steven Eugene Neeley

Fortress Capital Advisors

Carmel, IN

Claim This Profile
Current Employers
Fortress Capital Advisors

Carmel, IN • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-20
IN RA APPROVED 2022-08-30
  • TX RA
    APPROVED_RES
    Since 2026-02-20
  • IN RA
    APPROVED
    Since 2022-08-30

Branch Locations

Carmel, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmd & Associates, Inc. Scottsdale AZ 07/2010 06/2019
One Charles Private Wealth Scottsdale AZ 07/2019 09/2020
Tmd Wealth Management Llc Scottsdale AZ 10/2020 08/2022
Fortress Capital Advisors Llc Carmel IN 08/2022 Present
  • 07/2010 → 06/2019
    Tmd & Associates, Inc.
    Scottsdale, AZ
  • 07/2019 → 09/2020
    One Charles Private Wealth
    Scottsdale, AZ
  • 10/2020 → 08/2022
    Tmd Wealth Management Llc
    Scottsdale, AZ
  • 08/2022 → Present
    Fortress Capital Advisors Llc
    Carmel, IN
Previous Registrations
  • 2020-10-30 → 2022-08-03
    Tmd Wealth Management
    Scottsdale, AZ
  • 2019-08-15 → 2020-09-30
    One Charles Private Wealth
    Scottsdale, AZ
  • 2010-08-12 → 2019-07-01
    Tmd & Associates, Inc.
    Scottsdale, AZ
    Scottsdale, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-11
  • S65 Uniform Investment Adviser Law Examination
    2010-08-11
Designations

View on SEC IAPD

More in Carmel, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor