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Denise Vonhof

Robert W. Baird & Co. Incorporated

Roseville, CA

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-10
CA RA APPROVED 2020-06-22
  • TX RA
    APPROVED_RES
    Since 2021-09-10
  • CA RA
    APPROVED
    Since 2020-06-22

Branch Locations

1400 Rocky Ridge Drive Suite 250, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Roseville CA 05/2010 Present
Wells Fargo Advisors Llc Roseville CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Roseville CA 11/2016 06/2020
Robert W. Baird Roseville CA 06/2020 Present
  • 05/2010 → Present
    Wells Fargo Bank Na
    Roseville, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Roseville, CA
  • 11/2016 → 06/2020
    Wells Fargo Clearing Services, Llc
    Roseville, CA
  • 06/2020 → Present
    Robert W. Baird
    Roseville, CA
Previous Registrations
  • 2011-01-03 → 2020-06-25
    Wells Fargo Clearing Services, Llc
    Roseville, CA
    Minneapolis, MN
    Minneapolis, MN
    Tarpon Springs, FL
  • 2010-08-11 → 2011-01-03
    Wells Fargo Investments, Llc
    Roseville, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-10
  • S66 Uniform Combined State Law Examination
    2010-08-10
Other Names
  • Denise Sharon Balestrin
  • Denise Sharon Vonhof
  • Denise Vonhof Alexander
  • Denise Sharon Alexander

View on SEC IAPD

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Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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