Nelson Pennington Scott

Employer firm

Pgim Investments LLC CRD 105670

$345B regulatory AUM 8 advisory clients

Reported services (Item 5G)

Portfolio management (investment companies)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Pgim Investments Llc

655 Broad Street, Newark, NJ 07102 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2011-12-14

PA RA
APPROVED

Since 2011-12-14

Branch Locations

St. Petersburg, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pgim Investments,Llc	St. Petersburg	FL	09/2011	Present
Prudential Investment Management Services Llc	St. Petersburg	FL	09/2011	Present
Pgim Investments,Llc	St. Petersburg	FL	12/2011	Present

09/2011 → Present

Pgim Investments,Llc

St. Petersburg, FL
09/2011 → Present

Prudential Investment Management Services Llc

St. Petersburg, FL
12/2011 → Present

Pgim Investments,Llc

St. Petersburg, FL

Previous Registrations

2010-09-03 → 2010-12-17

Equitable Advisors, Llc

Bala Cynwyd, PA

Other Businesses

VARIAN, LLC POSITION: President NATURE: Retail Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/17/2024 ADDRESS: 2240 Mermaid Pt Ne, St Petersburg FL 33703, United States DESCRIPTION: Design of T-Shirt logos and copy.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-09-02

S66 Uniform Combined State Law Examination

2010-09-02

Other Names

Nelson Pennington Scott
Nelson P Scott

View on SEC IAPD