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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-06-19 |
| NY | RA | APPROVED | 2022-05-19 |
| TX | RA | APPROVED | 2022-05-19 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gfi Securities Llc | New York | NY | 06/2010 | 12/2016 |
| Unemployed | New York | NY | 01/2017 | 04/2017 |
| Axa Advisors, Llc. | New York | NY | 04/2017 | 01/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 01/2019 | 05/2022 |
| Bank Of America, N.A. | New York | NY | 01/2019 | 05/2022 |
| J.P. Morgan Securities Llc | New York | NY | 05/2022 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 05/2022 | Present |
Effective 5/19/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-22 |
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