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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-04-14 |
| TX | RA | APPROVED_RES | 2014-01-17 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
Mint Hill, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Pasadena | CA | 10/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 11/2016 | Present |
RIDGELINE, NOT INV RELATED, RANCHO CUCAMONGA, CA, 100% OWNERSHIP, START 12/2/2019, 15 HOURS PER MONTH, ZERO DURING TRADING, CYBER SECURITY CONSULTING.| VETERAN WEALTH ARSENAL LLC; INV RELATED; MINT HILL, NC; AN EDUCATIONAL MEDIA AND PUBLISHING BUSINESS; 100% OWNERSHIP; START DATE 07/09/2025; 10 HOURS PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-07 |
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