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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-10-11 |
| NY | RA | APPROVED | 2021-02-23 |
| FL | RA | APPROVED | 2021-01-08 |
| NJ | RA | APPROVED | 2021-01-08 |
| NH | RA | APPROVED | 2021-01-07 |
| PA | RA | APPROVED | 2021-01-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Paramus | NJ | 08/2010 | Present |
| Park Ave Securities | Paramus | NJ | 03/2011 | Present |
| Guardian Life Insurance Company | Newton | NJ | 06/2024 | 05/2025 |
| Park Ave Securities | Newton | NJ | 06/2024 | 05/2025 |
| Park Avenue Securities | Brigantine | NJ | 05/2025 | Present |
| Guardian Life Insurance Company | Brigantine | NJ | 05/2025 | Present |
1. Insurance Other Than Guardian-sell, when appropriate, products other than those issued by Guardian., Start: 01/01/2010, Address: 52 Forest Ave Paramus, NJ 07652, 12 non bus hrs per month, Investment related, 2. Family First Funding Div. of Annie-Mac Mortgage LLC, Start: 06/03/2019, Address: 44 Washington Street, Toms River, NJ 08753, 12 total hours per month; 4 during securities trading, Not investment related, Greater than 10% annual compensation, 3. Palace Commercial Funding-Owner/Broker of commercial real estate loans, Start: 05/01/2020, Address: 283 Sparta Avenue, Sparta, NJ, 8 non bus hrs per month, Investment related, >10% annual compensation, 4) DASI INC.-Member, Board of Directors, Start: 12/01/2020, Address: POB 805 NEWTON, NJ 07860, 5 total hours per month, 0 during securities hours, Not Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-11 |
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