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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-02-10
  • NY RA
    APPROVED
    Since 2022-02-10

Branch Locations

271 Larkfield Road, East Northport, NY 11731 • United States

54 Main Street, Northport, NY 11768 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Greenlawn NY 06/2010 Present
J.P. Morgan Securities Llc Greenlawn NY 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-04
S63 Uniform Securities Agent State Law Examination 2010-09-07
  • S66 Uniform Combined State Law Examination
    2021-11-04
  • S63 Uniform Securities Agent State Law Examination
    2010-09-07
Other Names
  • Heather M Hammond
  • Heather M Hammond
  • Heather M Steiniger

View on SEC IAPD

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