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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-06
WI RA APPROVED 2012-05-23
  • TX RA
    APPROVED_RES
    Since 2019-05-06
  • WI RA
    APPROVED
    Since 2012-05-23

Branch Locations

215 Corporate Dr, Beaver Dam, WI 53916 • United States

5218 Us 51, Mercer, WI 54547 • United States

Sun Prairie, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Beaver Dam WI 07/2010 Present
Thrivent Financial Appleton WI 11/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-22
S63 Uniform Securities Agent State Law Examination 2010-10-28
  • S65 Uniform Investment Adviser Law Examination
    2012-05-22
  • S63 Uniform Securities Agent State Law Examination
    2010-10-28
Other Names
  • Michael Kapets
  • Mike John Kapets

View on SEC IAPD

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