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Jonathon Thomas Digiovanni

First Trust Advisors LP

Wheaton, IL

Chicago, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-07-07
IL RA APPROVED 2014-12-08
  • TX RA
    APPROVED_RES
    Since 2017-07-07
  • IL RA
    APPROVED
    Since 2014-12-08

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L. P. Wheaton IL 12/2014 Present
  • 12/2014 → Present
    First Trust Portfolios L. P.
    Wheaton, IL
Previous Registrations
  • 2014-01-02 → 2014-11-05
    Astor Investment Management Llc
    Chicago, IL
  • 2013-07-19 → 2014-01-08
    B. Riley Wealth Advisors, Inc.
    Chicago, IL
  • 2013-04-03 → 2013-07-15
    Astor Asset Management Llc
    Chicago, IL
  • 2011-02-21 → 2011-08-17
    Morgan Stanley
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-18
S63 Uniform Securities Agent State Law Examination 2010-10-05
  • S65 Uniform Investment Adviser Law Examination
    2011-02-18
  • S63 Uniform Securities Agent State Law Examination
    2010-10-05
Other Names
  • Jonathon T Digiovanni
  • Jonathan Thomas Digiovanni

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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