Best Investors Account Sign in
Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-23
  • NY RA
    APPROVED
    Since 2024-09-23

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

One Bryant Park, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Park Slope NY 07/2016 01/2018
Citigroup New York NY 01/2018 07/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2024 Present
Previous Registrations
  • 2018-05-14 → 2024-07-31
    Holbrook, NY
    Brooklyn, NY
    New York, NY
    Uniondale, NY
    Long Island City, NY
    New York, NY
    Long Island City, NY
Other Businesses

I*1940306, Entity Type, Name of OBA: Rental Property 1 Address: Brooklyn New York 11207 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 08/01/2024 No Hours: 1 monthly No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-11
S63 Uniform Securities Agent State Law Examination 2010-08-24
  • S66 Uniform Combined State Law Examination
    2018-05-11
  • S63 Uniform Securities Agent State Law Examination
    2010-08-24
Other Names
  • Nur Jahan

View on SEC IAPD

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor